The regulatory milestone enables the firm to handle securities transaction execution linked to its loan repayment programs, moving beyond its previous model of relying solely on external commercial arrangements. By establishing its own broker-dealer arm, Wolfpack aims to consolidate its compliance framework and scale its risk management services for broker-dealers and enterprise clients across the United States.
In section Releases
Wolfpack Financial Gains FINRA Approval for Broker-Dealer Subsidiary
Wolfpack Financial has secured FINRA and SEC approval for its subsidiary, Wolfpack Brokerage Services, marking a shift toward bringing regulated broker-dealer capabilities under its own roof. The move allows the firm to integrate transaction execution directly into its proprietary “Invest Now, Pay Later” financing platform for U.S. institutional partners.
George Parthimos, Founder and CEO of Wolfpack, described the authorization as the result of years of institutional investment in operational and supervisory infrastructure. The company leaned on external guidance to clear the rigorous licensing process, with Compliers Consulting Services managing the formation and regulatory requirements, while Cuttone TAC provided operational strategy. Wolfpack, which launched in 2021, now operates a multifaceted structure that includes both the new FINRA-member broker-dealer and Wolfpack Capital Holdings, which holds state-level lending licenses.
Comments (0)
No comments yet. Be the first!